Edward C. Banfield on “The City and the Revolutionary Tradition”

Source: AEI.org

Not quite 50 years ago, the American Enterprise Institute hosted a series of lectures in honor of the American Bicentennial that were given by top thinkers, including Irving Kristol, Martin Diamond, Gordon Wood, Seymor Martin Lipset, and, appropriately, Edward C. Banfield.

Banfield delivered a speech on The City and the Revolutionary Tradition at Franklin Hall, Franklin Institute, Philadelphia, Pennsylvania. The video of the speech is above, and AEI published Banfield’s remarks here.

He begins in his typically blunt manner:

“It would be very pleasant on such an occasion as this to say that the American city has been and is a unique and unqualified success-and to be able to show that its successes all derive from adherence to principles established and given institutional form in the American Revolution, whose bicentennial we are here to commemorate. Unfortunately, it is all too evident that even if this were the Fourth of July I would not have license for that-sort of oratory.”

America’s cities, he explains,

“were built by that often ludicrous and sometimes contemptible fellow-the Worshipper of the Almighty Dollar, the Go-Getter, the Businessman-Booster-Speculator-an upstart, a nobody, but shrewd, his eye on the main chance, always ready to risk his own and (preferably) someone else’s money.”

They were a distinctly bottom up enterprise, and their governance system and politics were not quite what the Founders sought. Governing authority in cities is severely fragmented, and getting things done necessitated the rise of power-broker politicians, who operated through bribery and appeals to individuals’ and factions’ self-interest.

The fragmentation of authority has not only permitted but also encouraged its informal centralization by means-notably the machine and the boss-that were corrupt. If, as [Lincoln] Steffens said, businessmen gave bribes because they had to-because it was impossible
to operate a street railroad without doing so-it is also true that politicians took them because they had to-because, to centralize enough power to get things done, they had in one way or another to ‘purchase’ pieces of authority from voters and others. Without this easy access to power on the local scene, the Go-Getter would not have had the opportunity to ‘go get.’ As it was, he could extend the grids of nonexistent cities into the hinterland confident that he could induce some public body to build the canal, railroad, highway, arsenal, or whatever that would send land values up. Even the new immigrant’s ethnic ties had a political value that
could be converted into the small amount of capital he needed to get started.

Dispersed governing power in cities also produced a consequence for federal governance: governing nationally demands federal leaders cultivate local support. Achieving that made political parties indispensable. But these parties could not be ideological or uniform: “[R]ather they are shifting coalitions of those who, by winning elections or otherwise, have assembled enough pieces of local authority to count.”

Hence, on this bicentennial, Banfield impishly told his audience:

“One of the great ironies of history is to be found in these developments, for it was a centralized system like the Canadian, not a fragmented one like the American, that the principal figures among the Founding Fathers thought they were creating.”

The Founders wanted a governance system that was informed by the public but capable of resisting it and societies various factions. Leaders were to be trustees for voters. Instead, America by 1830 had something else—a system whose leaders were wheeler-dealers whose primary duty was to “accommodate competing and more or less parochial interests, not to deliberate about (much less enforce) an idea of the common good.”

So, Banfield concludes, hurrah for the 200th anniversary of our Founding, but let us remember the cities and nation we got veered from the revolutionary tradition. And let us not overlook that a system so firmly directed by majoritarian impulses tends to prefer expediency to justice.

Edward C. Banfield, Model Cities a Step Toward the New Federalism (Washington: Government Printing Office, August 1970)

Edward C. Banfield chaired this task force, which included James Q. Wilson (a former student of his), Richard Lugar (then Mayor of Indianapolis), Professor James Buchanan, and others. The report’s initial paragraphs declare:

Although federal support of the cities has increased sharply in recent years, it has not had the results that were hoped for in those parts of the cities where conditions are worst. This is partly because the biggest federal outlays have been in the suburban fringes and in rural areas. It is also because the federal government has tied too many strings to the aid it has given. Over-regulation has led to waste and frustration.

With about 400 grant-in-aid programs involving roughly $10 billion a year, federal aid to cities is now on such a scale that the federal bureaucracy is incapable of administering it. In the view of the Task Force, most city governments can be trusted to use federal funds in the manner Congress intends, but whether one trusts them or not it is necessary to allow them much more latitude because the alternative is waste and frustration and/or their replacement by a vastly expanded federal-state
bureaucracy.

You may read the whole report (20 pages) below.

Article: Edward C. Banfield, Ends and Means In Planning

Edward C. Banfield’s “Ends and Means In Planning” was published in 1959.  A decade earlier, Banfield—then a graduate student—was much enamored of government planning.  His 1949 “Congress and the Budget: A Planner’s Criticism,” sharply criticized how Congress appropriated funds.  Banfield thought it was irrational and parochial, and he thought Congress should spend the nation’s wealth according to “a method of allocating funds among competing interests in a manner calculated to achieve the optimum result.”

In the intervening time, Banfield’s analysis of how government and politics work changed greatly.  In “Ends and Means In Planning,” Banfield lays out the stark difference between how planning ought to be conducted and how it actually occurs. “In general organizations engage in opportunistic decision-making rather than in planning…. Moreover, such plans as are made are not the outcome of a careful consideration of alternative courses of action and their probable consequences.” Continue reading “Article: Edward C. Banfield, Ends and Means In Planning”

Are Policy Analysts Nothing More Than Problem Solvers?

According to Banfield—no.  As was noted on the American Enterprise Institute Blog this past year,

Banfield turned upside down the commonplace notion that wonks were politically neutral problem-solvers.  Rather, he wrote, wonks tend to contribute problems not solutions to the political process.  From their perches in academia and the upper echelons of government, social scientists and policy analysts identify “problems” in need of government  attention.

Banfield’s work anticipates Deborah Stone’s in its identification of problems as being socially constructed, and the post-iron-triangle view of the policymaking process. Continue reading “Are Policy Analysts Nothing More Than Problem Solvers?”

Articles and Speeches by Edward C. Banfield

Edward C. Banfield, “The City and the Revolutionary Tradition,” (Washington: American Enterprise Institute, 1974), speech delivered, April 11, 1974.

Edward C. Banfield, “Policy Science as Metaphysical Madness,” in Robert C. Goldwin, ed., Statesmanship and Bureaucracy (Washington: American Enterprise Institute, 1977), pp. 1-35.

Edward C. Banfield, “The Zoning of Enterprise,” Cato Journal, vol. 2, no. 2, Aut. 1982, pp. 339-349.

The Pursuit of Happiness: Then and Now: A Conversation with Edward Banfield, Allan Bloom, and Charles Murray,” Public Opinion, May/June 1988, pp. 41-44.

For a full list of Edward C. Banfield’s articles, see James Q. Wilson, “A Connecticut Yankee in King Arthur’s Court: A Biography,” Charles R. Kesler, ed., Edward C. Banfield: An Appreciation (Claremont, CA: Henry Salvatori Center for the Study of Individual Freedom in the Modern World, 2002), pp. 31-80.